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Glossary

CFP (Certified Financial Planner)

Definition

A CFP (Certified Financial Planner) is a person who has met the CFP Board's education, examination, experience, and ethics requirements for comprehensive financial planning.

The credential covers planning broadly — investments, retirement, insurance, tax, and estate topics — and requires continuing education. CFP professionals commit to a fiduciary standard when providing financial advice under the CFP Board's code of ethics.

Why it matters in practice

Credentials describe training, not business model: a CFP may work at a fee-only fiduciary firm, a commission-based brokerage, or an insurance agency, and the compensation structure still shapes incentives. Checking a planner's certification status at the CFP Board and their firm's registration and Form ADV together gives a fuller picture than either alone.

Related terms: Fiduciary · Fee-Only · Series 65 · Registered Investment Adviser (RIA) · Form ADV

Glossary definitions are educational and general. They are not investment, legal or tax advice, individual circumstances vary, and simplified definitions necessarily omit edge cases. Figures, limits and rules cited change over time — confirm current rules before acting. Aduna Capital LLC is a California DFPI-registered investment adviser (CRD #311270). Aduna Capital LLC is not affiliated with, endorsed by, or sponsored by CalSavers, the California State Treasurer's Office, CalPERS, CalSTRS, or any other retirement system, employer or school district named on this page.