Read the source documents. Website summaries are provided for convenience. The current filed Form ADV and delivered brochure control if a summary differs from the regulatory documents.
What Form ADV is
Form ADV is the uniform filing every investment adviser in the United States must make and keep current. It has two main parts:
- Part 1 — a structured, check-the-box filing about the firm: ownership, assets under management, employees, disciplinary history. Written for regulators, readable by anyone.
- Part 2A ("the brochure") — a plain-English narrative the firm must give clients: services, the complete fee schedule, conflicts of interest, and how the firm invests. If you read one document before hiring any adviser — us included — read this one.
- Part 2B ("the brochure supplement") — background on the individual(s) who will actually advise you.
Read ours
Form ADV Part 2A — brochure
Services, fees (Item 5), conflicts, and how the firm operates.
Form ADV Part 2B — supplement
Background of Alfonso Aduna, the firm's Investment Adviser Representative.
Form ADV Part 1
The firm's latest public registration filing, filed April 1, 2026.
Our full public record
Everything we file, plus disciplinary history (none), maintained by the regulator — not by us.
How to use it on anyone
Before hiring any adviser, search their name or firm at adviserinfo.sec.gov. Three things take five minutes: whether they are actually registered, what Item 5 says they charge, and whether the disciplinary section is empty. An adviser who hesitates to point you there is telling you something.
Read the brochure, then talk to us
We would genuinely rather you read Item 5 first. Then bring your questions.