(657) 571-2607Book a callEspañol

Who we serve · Updated September 2026 · By Alfonso Aduna, MBA

What you do changes what your money needs

Most advice is written for someone with a salary, a 401(k) and a steady month. If that is not you — and for most of the people in this county it is not — the standard advice quietly does not apply.

The short answer

We manage investment accounts for individuals, families and business owners across Los Angeles and Orange County. These 17 guides start from what is financially different about a particular kind of work — a pension that excludes overtime, income that arrives as tips, a 1099 with no withholding, equity in a company that has not sold yet — because that difference, not the job title, is what changes the advice. Fee-only, published fees, $0 to open, English and Spanish.

17
audiences with their own guide, each with a Los Angeles County and an Orange County edition.
Aduna Capital, August 2026
$0
to open an account. We ask for $50 a month of continuing deposits, and nothing more.
Aduna Capital fee schedule
1.5–2.0%
of assets per year, billed quarterly, published. No commissions, no products, no referral payments.
Aduna Capital Form ADV Part 2A

Find yourself here

Public service

Pensions you cannot contribute more to, overtime that does not count toward them, and a 457(b) or 403(b) that is usually the only lever left. Most of this audience has never had anyone independent look at it.

Police Officers & Deputies

A safety-member pension with an earlier retirement age than almost anyone else, heavy overtime that mostly does not count toward the pension under PEPRA, and a career that can end on a disability finding rather than on a date you chose.

LA County · Orange County

Firefighters & Paramedics

Long shifts and heavy overtime that inflate income but not pensionable compensation, a physically finite career, and a presumptive-illness landscape that makes disability and survivor elections more than paperwork.

LA County · Orange County

Teachers & School Staff

A CalSTRS pension you cannot contribute more to, a 403(b) marketplace that has historically been sold rather than advised, and — for many — no Social Security from the teaching years at all.

LA County · Orange County

Healthcare

A 403(b) at one employer and a 401(k) at the next, shift differentials that make income lumpy, and per-diem work that arrives on a 1099 and opens a plan nobody mentioned.

Nurses & Healthcare Workers

Shift differentials and overtime that make income lumpy, a plan that is a 403(b) at one employer and a 401(k) at the next, per-diem and travel work that arrives on a 1099, and a schedule that makes it hard to ever sit down with anyone about it.

LA County · Orange County

Irregular income

Income that changes every week, usually no employer plan at all, and quarterly taxes nobody warned you about. Fixed-dollar saving fails here — a percentage of what arrives works.

Service Workers on Tips

Income that changes every shift, a large share of it reported as tips, and almost never an employer plan — which means the entire retirement question is yours to solve, usually with no one offering to help.

LA County · Orange County

Dancers & Adult Entertainers

Legal, licensed work that the financial industry has almost entirely ignored: cash-heavy income that mortgage underwriters do not know how to read, a classification question California has litigated for years, no employer plan of any kind, and a peak earning window that is shorter than most careers.

LA County · Orange County

Rideshare & Delivery Drivers

A 1099 with no withholding, a vehicle that is both your business and your largest expense, Proposition 22 benefits that are not a retirement plan, and quarterly estimated taxes nobody warned you about.

LA County · Orange County

Truckers & Owner-Operators

A truck that is a depreciating six-figure asset, settlement statements instead of a paycheck, the port drayage classification fight running in the background, and a retirement plan that exists only if you build it yourself.

LA County · Orange County

Contractors & the Trades

Income that follows the job pipeline rather than the calendar, prevailing-wage fringe dollars that can go to cash or to a plan, a body with a finite working life, and a business whose value is mostly you.

LA County · Orange County

Commission income

Paid in lumps, months after the work, on a market you do not control. Statutory non-employee status means no employer plan exists for you at any firm, at any size.

Real Estate Agents & Loan Officers

Statutory non-employee status, which means no employer plan exists for you at all — plus commission income that arrives in lumps tied to a market you do not control, and a strong incentive to treat a good year as permanent.

LA County · Orange County

Travel Agents & Advisors

Commission paid long after the work is done and sometimes clawed back, most agents working as independent contractors under a host agency, and an industry where nobody has ever set up a retirement plan for you.

LA County · Orange County

Entertainment Industry Crew

Eligibility earned in hours rather than dollars, so a slow year threatens health coverage and pension credit at the same time — plus loan-out corporations, residuals, and years that swing by a factor of three.

LA County · Orange County

Owners & wealth

The business, the equity or the estate is most of the net worth — which makes this a concentration and tax question long before it is an investing one.

Business Owners

A business that is both your income and most of your net worth, a state mandate you now have to satisfy for your staff, and an owner-level retirement question that the state programme cannot answer because you earn too much to use it.

LA County · Orange County

Founders & Startup Employees

Most of your net worth in one private company, an equity grant whose tax treatment was decided years before any liquidity, and a concentration problem you cannot fix until you can — and then have to fix quickly.

LA County · Orange County

Athletes & Their Agents

A career that pays most of its lifetime earnings inside a few years, income taxed in every state you play in, and — for the agent — commission that arrives on a contract schedule rather than a payroll one. NIL has pushed the same problem down to college age.

LA County · Orange County

High-Net-Worth Families

Enough assets that the questions stop being about saving and start being about tax, structure and transfer — concentrated positions, trusts that were drafted once and never revisited, and a next generation who has never been told the plan.

LA County · Orange County

Families & First-Generation Households

Two generations to support at once, no inherited playbook for any of it, and the sense that investing is something other people were taught how to do.

LA County · Orange County

Two tools built for this

Most calculators assume a steady paycheque and an employer plan. These two do not.

How we actually work

We are a fee-only fiduciary investment adviser registered with California's DFPI, with a principal office at 12838 Rosecrans Ave in Norwalk. We are paid by clients and by nobody else: no commissions, no proprietary products, no payments for referrals. Our fee schedule is published on this site, which is more than most firms in this market will tell you before a meeting, and there is no minimum to open.

What that means in practice: we manage the accounts, build the plan around your actual income shape, and say so plainly when the right answer is something we do not sell. If you employ people, that is a different question and it lives on the industry side of the site.

Our fees, published

No competing advisor page in this area publishes its fees. Here are ours.

WhatFee
Investment management1.5% to 2.0% of assets per year; Advisers may set a rate below the standard schedule, as low as 0%, at their discretion — and whatever rate applies to you is disclosed in writing before you engage. Our Form ADV Part 2A, Item 5, states the fee as up to 2.00% of assets per year, subject to negotiation; the firm may waive all or part of it. Generally billed quarterly in arrears
Account minimumNo minimum account balance
Commissions and product feesNone — we are fee-only
Solicitor compensationMay be received or paid under disclosed arrangements
Initial conversationFree, 15 minutes, no obligation

Complete fee details in our Form ADV Part 2A, Item 5.

Aduna Capital LLC is an investment adviser registered with the California Department of Financial Protection and Innovation (CRD #311270). Registration does not imply a certain level of skill or training. Educational information only — not investment, legal or tax advice, and not personalised to your situation. Investing involves risk, including possible loss of principal, and past performance does not predict future results. We do not provide tax or legal advice. This site displays no client testimonials; California 10 CCR § 260.235 prohibits them for state-registered advisers. Aduna Capital is registered as an investment adviser in California and maintains its principal office in Norwalk. Aduna Capital LLC is not affiliated with, endorsed by, or sponsored by CalSavers, the California State Treasurer's Office, CalPERS, CalSTRS, or any other retirement system, employer or school district named on this page.

Not sure which one is you?

Most people are two or three of these at once — a nurse who also does per-diem work, an agent who owns rental property. Fifteen minutes on the phone and we will tell you which parts actually apply to your situation.