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Glossary

Load Fund

Definition

A load fund is a mutual fund that charges a sales commission — paid to the broker or agent who sells it — either when shares are bought (front-end load) or sold (back-end load).

A typical front-end load of 5% means $50 of every $1,000 invested goes to the seller before a dollar is invested; some share classes instead charge exit fees that decline over years, plus elevated annual 12b-1 marketing fees. No-load funds charge no sales commission at all.

Why it matters in practice

The load compensates the person recommending the fund, which is the textbook conflict of interest: comparable or identical strategies are widely available without loads, so the charge buys distribution, not performance. Loads are one of the clearest markers distinguishing commission-based sales from fee-only advice — a fee-only fiduciary has no reason to place a client in a load share class.

Related terms: Mutual Fund · Expense Ratio · Fee-Only · Suitability · Index Fund

Glossary definitions are educational and general. They are not investment, legal or tax advice, individual circumstances vary, and simplified definitions necessarily omit edge cases. Figures, limits and rules cited change over time — confirm current rules before acting. Aduna Capital LLC is a California DFPI-registered investment adviser (CRD #311270). Aduna Capital LLC is not affiliated with, endorsed by, or sponsored by CalSavers, the California State Treasurer's Office, CalPERS, CalSTRS, or any other retirement system, employer or school district named on this page.