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Glossary

Qualified Plan

Definition

A qualified plan is an employer retirement plan that meets IRS requirements under the tax code and therefore receives favorable tax treatment — deductible contributions, tax-deferred growth, and protected trust assets.

401(k)s, profit-sharing plans, defined benefit pensions, and cash balance plans are qualified plans. Qualification comes with obligations: broad employee coverage, nondiscrimination testing, vesting standards, and ERISA fiduciary duties. IRAs, by contrast, are tax-advantaged but not "qualified plans" in the technical sense, and some rules differ between the two.

Why it matters in practice

The label determines real protections and options: qualified plan assets enjoy strong federal creditor protection, plan loans are possible, and certain tax strategies (like net unrealized appreciation treatment) exist only for qualified plans. For employers, keeping a plan qualified — following its own document, testing on time, adopting required amendments — is the ongoing work that administrators and TPAs are hired to manage.

Related terms: 401(k) · ERISA · Defined Benefit Plan · Nondiscrimination Testing · Third-Party Administrator

Glossary definitions are educational and general. They are not investment, legal or tax advice, individual circumstances vary, and simplified definitions necessarily omit edge cases. Figures, limits and rules cited change over time — confirm current rules before acting. Aduna Capital LLC is a California DFPI-registered investment adviser (CRD #311270). Aduna Capital LLC is not affiliated with, endorsed by, or sponsored by CalSavers, the California State Treasurer's Office, CalPERS, CalSTRS, or any other retirement system, employer or school district named on this page.