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Glossary

Rollover

Definition

A rollover is the movement of retirement money from one tax-advantaged account to another — most commonly from a former employer's 401(k) into an IRA or a new employer's plan — without triggering taxes when done correctly.

The clean method is a direct (trustee-to-trustee) transfer, where the money never touches the owner's hands. An indirect rollover — a check to the owner — starts a 60-day clock and mandatory 20% withholding from employer plans, a combination that regularly produces accidental taxable distributions.

Why it matters in practice

A job change is when retirement money is most at risk of damage: cashing out small balances, missed deadlines, or moving into higher-cost products. The real decision has four options — leave it, roll to the new plan, roll to an IRA, or cash out — each with different costs, protections, and investment menus, and the right answer varies. Our guide to the decision: 401(k) rollovers.

Related terms: IRA (Individual Retirement Account) · 401(k) · In-Service Distribution · Net Unrealized Appreciation · Traditional IRA

Glossary definitions are educational and general. They are not investment, legal or tax advice, individual circumstances vary, and simplified definitions necessarily omit edge cases. Figures, limits and rules cited change over time — confirm current rules before acting. Aduna Capital LLC is a California DFPI-registered investment adviser (CRD #311270). Aduna Capital LLC is not affiliated with, endorsed by, or sponsored by CalSavers, the California State Treasurer's Office, CalPERS, CalSTRS, or any other retirement system, employer or school district named on this page.